Blog

Dreams, stories, science

In its efforts to be truly scientific, the academic discipline of psychology (which I once studied) relies very heavily on the controlled experiment.  There are good reasons for this.  As with randomised drug trials, it’s a way (among other things) of elimating the biases, preconceptions and prejudices which inevitably creep in with a more subjective approach.  But I wish that psychologists (and indeed scientists more generally) would acknowledge that the methodological self-discipline they impose on themselves does mean that many important and even fundamental questions are simply left outside of their purview.   Often, I’ve found, that, rather than admit that their approach has limitations, scientists will simply deny the validity of questions they can’t answer.

For instance, when the idea of the Big Bang was first popularised, the obvious layman’s questions (So what made the Big Bang happen?  What was there before the Big Bang?’) were often dismissed as meaningless on the basis that, since there was no time at all until the Big Bang, there was no such thing as ‘before’ it.   This drew a sort of figleaf over the fact that the ‘Big Bang Theory’, supposedly a theory about the origin of the universe, in fact completely sidestepped the real questions about the origin of the universe that occur even to very small children: ‘Why is there anything here at all?  Where does it come from?  How can something emerge from nothing?’

You might say that these questions are simply unanswerable: any explanation would involve postulating some previously existing thing, whose existence would then in itself require explanation.  But that doesn’t alter the fact that they are valid questions.  Their very unanswerability is, I would say, a profoundly important aspect of the human condition which ought to occasion some humility about the limitations of scientific understanding.  Frontiers may be pushed back, but at the core of everything there is always mystery.   To deny that, is to deny our own experience.

*  *  *

Incidentally cosmologists are talking these days about the time before the Big Bang.  It seems that, now that there are interesting ideas to explore about the multiverse and bubble universes, the question is no longer meaningless!

*  *  *

One phenomenon which is extremely resistant to the experimental method is dreaming, since our dreams are invisible to anyone but ourselves and our dreaming selves are never in a position to make notes or measurements (or at any rate, not notes or measurements that will still exist when we wake.) And I’ve come across experimental psychologists being very dismissive about the importance of dreams.

Again, it seems to me, this is an instance of being reluctant to own up to limitations: ‘We are the experts, we don’t know how to answer these questions, so therefore they can’t be important questions.’  Not really ‘scientific’ behaviour, so much the behaviour of a jealous priesthood.  After all, if we only took seriously the things and processes whose existence could be demontrated by rigorous experiment, we’d have to jettison most of the contents of our lives, and surrender judgements that we’re perfectly capable of making  to professionals to make for us on the basis of a much narrower range of data than we ourselves would naturally deploy.

*  *  *

I once went to a doctor asking for help managing some symptoms which I knew were the result of anxiety.  (The cause of it was no mystery: there was a very big thing I was worrying about).  He had me fill in a multiple choice questionnaire, totted up the scores and informed me that I was suffering from anxiety.

*  *  *

But back to dreams.  You only have to consider you own dreams to see the subtlety and complexity of what is going on in them.  To give one example: recently both we and our neighbours had building work going on at the same time in our adjoining terraced houses.  In the case of the neighbours, this work was so extensive that they had to move out completely for the duration.  During this period I had a dream that our builders had accidentally knocked a whole through our shared wall, so that I could see right through into their living room.  In my dream, my neighbour Simon came to have a look at the building work, and I greeted him through the hole in the wall, expecting him to be as amused as I was by this tempororary problem.  In fact, though, he was angry.  It was unacceptable, he said, that our builders should broach their boundary in this way.

Leaving the content of this dream aside (and I haven’t yet extracted any deep meaning from it, although it reminds me of a thing that sometimes happens in conversations when you assume a level of intimacy that the other person is relucant to cede), what strikes me here is what such dreams reveal about the process.  In my dream, I expected a certain response from Simon and was surprised when I didn’t get it.  Instead I got another response that I didn’t anticipate, but which was also psychologically plausible, and which had been generated for me by another part of me, separate to the part of me that, in my dream, I identified as ‘me.’

One part of my mind, in other words, was generating, not just random thoughts and images, not just random firings of neurons, but a world and characters, as in a story, with which another part of my mind, the story’s protagonist, could interact as if they were real places and people.  That’s a fairly complex thing going on there.

And, what’s more, that same ‘other’ part  of me -the part that, in my dreams, presents itself not as me but as the world- doesn’t just generate a setting and characters, but also symbols and metaphors.  For instance, I once dreamed I saw a blind man begging in the street, completely unaware that right behind him was a broken cash machine pouring out bank notes.  Whatever part of me it is that generates the dream world and invents plausible motives for its characters, had here (as on many other occasions) constructed a fairly decent metaphor, in this case for someone who is very unhappy but failing to recognise the opportunites available: my own situation at the time, as I realised when I woke up.

This is not random firings of neurons!  This is intelligent story-telling.  It shows how dreams include the same basic elements as stories told in waking life, even though we are supposedly ‘unconscious’ when we construct them.

But then, at its core, all story telling is unconscious: you reach into yourself for something and, if you’re lucky, eventually something pops up from…well… somewhere.  Another of those unanswerable questions about how something emerges from nothing.

*  *  *

It seems to me likely that one of the functions served by dreams, as by other kinds of story, is to provide a kind of virtual reality studio in which we can explore or extend or consolidate our experience.  (I doubt, incidentally, whether this theory could be demonstrated or refuted by controlled experiments, but supposing it couldn’t be, that actually has no bearing on whether it’s true, only on whether it’s amenable to the scientific method.)

And dreams aren’t even confined to humans.  Anyone familiar with dogs knows that that they can be seen running, or barking, or whining in distress in their sleep.  Story-telling seems to be hardwired into us, running so deep that it predates the evolution of human beings.

What is the content of animals’ dreams?   What does a squirrel dream of?  How about a lizard, or a fish?  Impossible to answer, but still  perfectly reasonable questions.

Mere presence

Housekeeping, by Marilynne Robinson (published 2004)..

Two sisters grow up in a small  town in Idaho beside the large lake that claimed the lives of both their grandfather and their mother, and the railway bridge that spans it.  Their grandmother looks after them until she too dies, and then two great-aunts who are more accustomed to  shabby-genteel life in a hotel room than  managing a household with children, and then finally their odd, solitary, distracted aunt Sylvie, who has lived her life as a transient, picking up work here and there, riding in boxcars, gathering odd little yarns from passing acquaintances.  The sisters and their aunt live a deeply eccentric life, largely cut off from the rest of the community.  One of the sisters (Lucille) eventually breaks free of this, the other (Ruth, who is also the narrator) does not.

An important character in this book is the material world -the lake and its shores, the house, the bridge- which for a lot of the time is Ruth’s (and her aunt’s and her sister’s) main companion.  Here, for instance, Ruth and Lucille are out by themselves on the frozen lake.  Over on the shore fires are burning in barrels to warm the townsfolk who come down to skate on the ice, but the two sistes, typically, are far out at the extremity of the area that is swept of snow to provide a skating rink :

The town itself seemed a negligible thing from such a distance.  Were it not for the clutter on the shore, the flames and the tremulous pillars of heat that stood above the barrels, and of course the skaters who swooped and sailed and made bright, brave sounds, it would have been possible not to notice the town at all.  The mountains that stood up behind it were covered with snow and hidden in the white sky, and the lake was sealed and hidden, yet their eclipse had not made the town more prominent.  Indeed, where we were we could feel the reach of the lake far behind us, and far beyond us on either side, in a spacious silence that seemed to ring like glass.

Or here is a beach on the lake:

The shore drifted in a long, slow curve, outward to a point, beyond which three step islands of diminishing size continued the sweep of the land toward the depths of the lake, tentatively, like an ellipsis.  The point was high and stony, crested with fir trees.  At its foot a narrow margin of brown sand abstracted its crude shape into one pure curve of calligraphic delicacy, sweeping, again, toward the lake.

These are empty vistas.  Their emptiness is part of their mystery and their allure.  But human relationships are evoked with the same elegance and economy. Here is Lucille beginning to pull away from her sister Ruth and from the eccentric isolation of their life with Sylvie.  Ruth has gone to fetch a dictionary at Lucille’s request (in order to find out what ‘pinking sheers’ are, Lucille having decided to make herself some decent clothes from a pattern) and, opening up the book, she finds it full of dried flowers, carefully pressed there by their long-dead dead grandfather:

“Let me see that,” Lucille said.  She took the book by each end of its spine and shook it.  Scores of flowers and petals fell and drifted from between the pages.  Lucille kept shaking until nothing more came, and then she handed the dictionary back to me.  “Pinking sheers,” she said.

“What will we do with these flowers?”

“Put them in the stove.”

“Why do that?”

“What are they good for?”  This was not a real question, of course.  Lucille lowered her coppery brows and peered at me boldly, as if to say, It is not crime to harden my heart against pansies that have smothered in darkness for forty years.

A theme that runs through the book is the paradoxical nature of loss, the way that something or someone lost can be a  much bigger matter than the actual presence of that something or someone would ever have been.  Lucille is fighting this when she hardens her heart against the flowers.  And it is her that manages to escape the odd solitary menage she shares with her aunt and sister.

Towards the end of the book, Ruth reflects on how how she and Lucille lived lives dominated by the shadow of their mother’s absence.  But…

…if she had simply bought us home again to the high frame apartment building with the scaffolding of stairs, I would not remember her that way.  Her eccentricities might have irked and embarassed us when we grew older…  We would have laughed together at our strangely solitary childhood, in light of which our failings would seem inevitable, and all our attainments miraculous.  Then we would telephone her out of guilt and nostalgia, and laugh bitterly afterward because she asked us nothing, and told us nothing, and fell silent from time to time, and was glad to get off the phone.

Ruth’s degree of insight stretches credulity a little here.  One accepts the literariness and poetry of Ruth’s voice as a device, but it is hard to believe that this drifting isolate, looking in at the world from outside, could really acquire any kind of understanding of the bitter, guilty dutifulness of the middle-aged grownup children of a not-very-satisfactory mother.

But never mind.  What I got very powerfully from this book -and I keep coming back to it in my mind- is a demonstration of how absence becomes addictive.  Look at the photo on the cover.  How much more myterious and alluring is the part of the railway track in the distance that is disappearing into the mist, than the part in the foreground you can see perfectly clearly.  Dwell too much and too long on absence, and mere presence will never be enough.

Listen, Liberal, by Thomas Frank

(Listen, Liberal, by Thomas Frank.)

I’ve just read this book, but it was first published at the tail end of the Obama presidency. It articulates concerns I share and have attempted to express here a number of times: the growing invisibility of class as a social division (as compared to other divisions such as gender, sexuality etc), and the way that political parties on the political ‘left’ have ceased to identify with the interests of working class people and becoming instead the mouthpieces of the liberal professional class.  Frank is writing specifically about the American Democratic party.  This is ‘still a class party,’ he says. ‘In fact [Democracts] show admirable concern for the class they represent.  It’s just that the class they care about doesn’t happen to be the same one that Truman, Roosevelt, and Bryan cared about.’*

Frank asks why the Democrats are ‘so bravely forthright on cultural issues’ [by which he means ‘culture wars’ issues such as abortion rights, transgender rights, gay marriage…] and yet ‘their leaders fold when confronted with matters of basic economic democracy.  What is it about this set of issues that transforms Democrats into vacillating softies, convinced that the big social question [massive and increasing inequality of wealth] is beyond their control?’  He notes that the standard explanation for this is the power of money and the ability of moneyed interests to influence politicians through campaign finances etc, but he suggests that this is only part of it.  He argues that there are ‘different hierarchies of power in America, and while oligarchy theory exposes one of them -the hierarchy of money- many of the Democrats’ failings arise from another hierarchy: one of merit, learning and status.’  He goes on to say that ‘We lampoon the Republican hierarchy of money with the phrase “the One Percent”; if we want to understand what has wrecked the Democratic Party as a populist alternative however, what we need to scrutinise is more like the Ten Percent, the people at the apex of the country’s hierarchy of professional status.’

He observes, ‘We always overlook the class interests of professionals because we have trouble thinking of professionals as a “class” in the first place…we think of them merely as “the best”.  They are where they are because they are so smart…’  Ceding authority to professional experts is, he acknowledges, ‘tolerable to a certain degree -no one really objects to rules mandating that only trained pilots fly jetliners, for example…. But what happens when an entire category of experts stops thinking of itself as “social trustees”?  What happens when they abuse their monopoly power?  What happens when they start looking mainly after their own interests, which is to say, start acting as a class?’

Myself, I see this happening around me all the time.  I don’t mean by this – and I don’t think Frank is saying this either- that the professional class is acting in its own interests knowngly and cynically.  We human beings have a need to see ourselves as ‘the good guys’, and we rationalise our self-interest in various ways as being in the common good.  What I see is liberal professional people telling each other, sometimes pretty stridently, that they are the real left, the real good guys  (being as they are against sexism, racism, homophobia, xenophobia etc), asserting that their view of how the world should be run is simply correct (because they, after all, are the class of experts), and becoming increasingly hostile to the elements of their own working class that no longer accepts their authority.  Like all powerful classes, they (and really I should say we because it is my own class I am talking about!) believe themselves to be both entitled and virtuous.  One of the great things about being a highly educated elite which is against sexism, homophobia etc etc is that you can be pretty certain that the less educated, less intellectual part of the population will tend to subscribe to more old fashioned views than you do on gender, sexuality and so on, thereby making it rather easy for you (in spite of your privileged position) to claim the moral high ground.  You just have to keep class off the agenda.

‘When the left party in a political system severs its bonds to working people,’ Frank observes, ‘-when it dedicates itself to the concerns fo the particular slice of high-achieving affluent people- issues of work and income inequality will inevitably fade from its list of concerns.’  I have certainly noticed over my lifetime how the idea of social justice has gradually stopped being about reducing disparities of wealth, and has come to be about equal opportunities, about ensuring that everyone can make use of their talents.  As Frank notes: ‘Another term for this understanding of equality is Meritocracy, which is one of the great defining faiths of the professional class.’  He quotes the journalist Chris Hayes** who writes:

The areas in which the left have mad the most significant progress -gay rights, inclusion of women in higher education, the end of de jure racial discrimination- are the battles it has fought for making the meritocracy more meritocratic.  The areas in which it has suffered its worst defeats – collective action to provide universal public goods, mitigating rising income inequality- are those that fall outside the meritocracy’s purview.

The trouble with meritocracy, it seems to me, even if such a thing could ever be achieved (which is dubious given that successful meritocrats can easily ensure that their children get a head start in the supposedly meritocratic race), is that it has nothing to offer to people who are not especially talented or skilled: and after all, half of the population  is by definition of average or below average ability.  And this is the trouble even with the idea of meritocracy as a desirable political goal.  A meritocratic culture is one that celebrates high achievers, that fetishises exeptional ability  and exceptional attainment (Frank describes this very persuasively), and has no interest in those who are merely ordinary.

This fact may rebound on the ideology itself, though.  Frank observes that, although the Democratic Party (like the British Labour party) consciously uncoupled itself from its old blue collar allegiances, it nevertheless assumed that it could continue to rely on blue collar votes because working class voters had nowhere else to go.  Recent events, in the US and America, suggest that this assumption may be spectacularly wrong.  As the musician Brian Eno observed:  ‘There was a revolution brewing and we didn’t spot it because we didn’t make it. We expected we were going to be the revolution.’

 

*Frank doesn’t discuss the British Labour Party at all, but its own transition is, in a way, even more striking, given that the much older Democratic Party has represented all kinds of interests over the years (including those of slaveowners and segregationists) but the Labour Party’s very name reflects its origins as a party specifically created to ensure that the interests of the working class were represented in Parliament.

**From Twilight of the Elites: America after Meritocracy.   (A book I have not read.)

Che Puro Ciel

A bit random, but it’s something I’ve just been listening to and I thought I’d share it.  This lovely aria is from Gluck’s Orfeo ed Euridice. 

Orpheus is a poet and musician whose music is so beautiful that even stones are enchanted by it.  When his beloved Eurydice is killed by snakes, he travels to the underworld to try and win her back.  Even the hearts of the rulers of the underworld are softened by his sweet music, and they agree she can return to life on the one condition that he  doesn’t look at her, even once, until they have emerged again into the world of the living.

In this aria, after various travails, Orpheus finds himself in the Elysian fields.  ‘How pure the sky,’ he sings, ‘how bright the sun…’  But none of this can make him happy until he has Eurydice back again.  At the very end of the aria, the chorus announces the arrival of Eurydice.  Heart-stopping moment!  To be in her presence again, when he thought he’d lost her forever and yet be forbidden to look at her, or even to explain to her why he must constantly turn away his face.

It fascinates me the way old stories from different places tend to echo one other.  No doubt this is sometimes because a story from one culture is heard and taken up by people from another, like the story of St Josaphat.  But I’m sure it also happens because certain stories reflect deep structures in the human mind which are universal, and perhaps even hardwired into our brains.

I think of the biblical story of Lot’s Wife, who would be turned to a pillar of salt if she looked back at the city of Sodom.   But a much stronger resonance is with the Norse story of Balder, who like Orpheus was capable of stirring the hearts even of animals and stones.

In the Balder story it is Balder himself who dies and his mother who sends a messenger down into the underworld to beg for his return.  As in the Greek story, the ruler of the underworld grants the request on one condition (albeit a different one), and as in the Greek story (though not in the opera!), the condition is almost met but not quite, and the beloved one is lost forever.

Two short stories by Ursula Le Guin

Many people are writing just now about Ursula Le Guin, who died on Monday, and her many works.  As my own small tribute I will say that she was the author of two of the best short stories I’ve ever read, not just in SF, but in any genre, each in its own way as near perfect as a story can be, yet very different from each other.   One of them is ‘Semley’s Necklace’ (aka ‘The Dowry of the Angyar’), the other is ‘The Ones who Walk Away from Omelas.’  (If you don’t like spoilers of any kind, best not to read the following, although I’ve tried not to be too specific.)

‘Semley’s Necklace’ draws on the Norse myth of the Brisingamen necklace, which belonged to the goddess Freyja (itself a favourite of mine).  But Le Guin transposes it to an interplanetary setting and gives it an entirely science fictional twist based on the extreme time dilation that is predicted by the theory of relativity when a starship travels at near light speed.  Although she herself comes from an aristocratic background, Semley feels inadequate by comparison with her husband’s people, who are wealthier than her own, and sets out to recover an heirloom that belonged to her own family and will, she believes, put things on a more equal footing.  She succeeds in her mission, but tragically fails to understand the implications when told she can reach it in a journey that will only last a single long night.  The story is very human, genuinely tragic, and at the same time utterly science fictional in the best possible way, melding its very different elements perfectly.  And the plot, the structure, the pacing:  well, it simply doesn’t get any better.

As to ‘The Ones who Walk Away from Omelas’: it’s sometimes said (and I agree) that, in SF, the world functions as an additional character, but in this story, the world is the main character with the only other real character being the narrator.  There is no dialogue, and no one is introduced by name.  The story is simply the description of Omelas, a wonderful city, a beautiful and tranquil place, which is introduced to us as its citizens are celebrating the first day of summer.  Indeed the narrator, in a way that reminds me of a move made by Jane Austen once or twice, at one point invites the reader to add details of their own to make the world as much to their liking as possible.  Of course, it does feel too good to be true.  The narrator acknowledges this but then adds a devasting twist which suddenly makes Omelas seem all too real.  It’s an extraordinarily original and very disturbing piece of writing.

Spring Tide now out!

Spring Tide, my new story collection, is out today, both as an ebook and as a beautiful little hardback.  I feel I know the physical qualities of those hardbacks pretty well since, in a marathan session at a huge book distribution centre in Grantham (see below),  I signed every single one of the current batch, in the company of Kate Straker from Corvus who was meanwhile applying the ‘signed by the author’ stickers.  We had quite a cottage industry going there for a couple of hours.

Me and the boxes of books waiting to be signed at Grantham Book Services.

Spring Tide

My collection Spring Tide contains 21 stories which aren’t listed separately on this page, as they are all original to the collection:

Cellar // The End of Time // Love // The Lake // Creation // Transients // The Kite // The Steps // Frozen Flame // Still Life // Dear // Rage // Roundabout // Ooze // Newmarket // The Great Sphere // The Gates of Eden // The Man who Swallowed Himself // Aphrodite // Spring Tide // Sky

‘The Man who Swallowed Himself’ is reprinted in Stories of Hope and Wonder from Newcon Press, 2020.

css.php